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Compliance Risk

Presentation for clients/consultants

James Chang

on 22 May 2012

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Transcript of Compliance Risk

Building Credibility
The number shows the weight
'the company puts on
the risk management
in terms of importance of
business sustainability

Compliance and Risk management participate in the decision making process

Carrots and Sticks induce people to do volantary behaviors...

Committee has been trying to find effective Carrots and Sticks

Sticks -> Compliance Evaluation (Semi-Annually)
Governance and Communication through Committee
"Building Credibility. See, Think and Speak for the clients"
We can say confidently that we will provide seamless 'Solution'

which ensures compliance with mandate restrictions and limitations.

Full transcript