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www.p9dt.com

Point Nine is a cloud-based technology, processing raw data from various sources, covering all asset classes, it translates, validates and submits the reports to multiple regulatory end-points. Coupled with our exceptional management service and our state-of-the-art email/portal notifications, our solution is probably the only true end to end solution, covering EMIR, MiFIR , FinfraG and SFTR.

The

Company

Our Solution

Prime Brokers

Fund Managers

Fund Administrators

We work with both buy and sell-side financial firms, service providers and corporations on all their regulatory reporting obligations

Banks

Corporates

Systematic Internalizers

Who We Work With

Let Us Brag

How We

Got Here

Where to Find Us

The

Solution

www.p9dt.com

Set Up

Set Up

Launch

9.

Analysis

7.

5.

Bespoke Rules & Enrichment

3.

1.

Regime

Definition

Static Data

  • Analysis of the client’s raw data
  • Mapping to the specific fields that need to be submitted
  • Special Business Rules according to the client’s specifications
  • Enrichment using external providers (FIRDS,GLEIF…)

Once we get the confirmation from our client, we move everything to production.

Define client reporting regime; EMIR, MiFIR, SFTR, ASIC and asses P9 reporting end-point; TR/ARM/NCA

  • Default Information sync.(collateral type, confirmation type, Ultimate Beneficiary of the trades etc.)

  • Test results exporting
  • Send them to clients for their review and confirmation
  • Exchange Files via an SFTP account
  • Automatically Fetch the data directly from the client’s database, via read-only access
  • Company Static Information
  • Financial Instruments Static Information

Point Nine ensures the UTI matching obligation under EMIR is fulfilled

2.

Counterparties Financial Instruments

Testing

8.

Connectivity

4.

6.

UTI Management

www.p9dt.com

Data Processing

|

| Points of Exception Management

|

End Point ( TR's, ARM's, NCA's)

06

Converting data into the submittable format and exporting necessary files.

Point Nine Database

Bespoke Validations

02

03

Apply the bespoke validations and import the data into Point Nine's database.

Processing

Validate the raw data according to specifications as outlined by the client.

Validations Engine

05

04

Import Data

01

Complete validation according to ESMAs/TRs/ARMs/NCAs rules.

01

Client’s raw data enters into our system.

Enrichment

Enrich the raw data with client’s defaults and all other required data obtained from our external providers

www.p9dt.com

Exception Handling

Exception Handling

For Each Exception Handling part during Data Processing, we follow the below three steps.

Feedback from NCA's/TR's/ ARM's

1

Handling Of Any Issues

2

a. Raise all errors/notifications for missing or incorrect data during the importing process and address them prior to entering our database

b. Validate the data prior to submission and check if everything is correct. Process any missing or incorrect information

c. Address all errors/notification from TRs/ARMs/NCAs feedback, that may arise after submission

Resubmission

3

www.p9dt.com

Some Stats:

Some Stats

Best Market Practices

We are proud of our industry knowledge. We commit to keeping abreast of the latest changes in regulations. Providing value added services and partnership exceeding your reporting needs .

Experienced

Independent thinking

Our extensive experience allows us to analyse and define Best Market Practices.

Our Market Knowledge and passion for the industry continuously shapes and forms our opinions which we freely share with you through our website and blogs.

Established

Supportive

Our close interaction with TR's and ARM's helps us to keep up to date and one step ahead of the competition.

We can lend a hand, where necessary to provide an additional or different perspective to assist your decision making process.

Best Market

Practices

Follow our Blogs and Articles to stay abreast of the latest developments.

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