BSA

We’ve made the process for every task look the same and broke them down into simple steps that include everything you need to get the work done - all on one platform.

Each alert is sent directly to your inbox.

Simply complete each alert or ToDo.

Each individual ToDo is part of a larger program...

That helps you manage regulatory change!

Change doesn't have to be scary...

Thank you!

• Learn about regulation changes in a timely manner

Setting Sail

Save time and money

Keeping costs in check requires new ways of thinking about compliance.

Expert Insight

Keep up with Washington

We gather data from regulatory agencies, break it down into plain English and let you know what you need to do, and when, in order to remain compliant.

understand the relevance of each regulatory change

Expert Insight

with

by Continuity Control

helps you interpret new data, and create tasks to implement any necessary changes

Monitor

from a centralized location

The types of regulatory exposure increase constantly.

Let technology do the work scheduling,

managing, and keeping others accountable.

Reg. D

FDIC

Reg. Z

Steer Regulatory Change Full-Circle

The Regulatory Iceberg

Don't get caught on...

Don't get stuck on...

How does

RegAdvisor work?

There's so much more to regulatory compliance than meets the eye - don't get swept away!

Never feel

lost again

Expert, turn-by-turn instructions

to keep you compliant with Washington.

The Regulatory Iceberg

Don't go it alone

Our experts are here to help you identify regulatory changes pertaining to your institution, and give you specific guidance on how to implement them.

Don't Despair... help is on the way!

Save Time,

Save Money

Reduce staff, third-party, opportunity, and

operational costs with an automated platform.

15% per year

S.S. Continuity

Enjoy Smooth Sailing with Continuity Control!

91% of non-compliance cases

rate of increase in the cost of compliance.

A New Paradigm for

Regulatory Management

• By distributing compliance work and keeping employees accountable, everyone does their share to help reduce the overall regulatory burden.

Just by completing your ToDos, you contribute to easier, faster, and more effective regulatory compliance management for your institution!

When everyone does their part,

regulatory compliance can be easy!

Every RegAlert ToDo has a history tab that shows all of the information of any work completed before arriving at your dashboard.

In conclusion:

What happens to

completed alerts?

• Day-to-day compliance is managed by our platform
• Regulatory updates are distributed as they happen

involve small financial institutions like community banks and credit unions.

RegAdvisor helps my institution:

• Structure compliance tasks with email alerts and specialized work steps

• Effectively track changes as a result of regulation change.

• Get the work to the people who do it!

Proposed Change

• A proposed change is an FYI that requries no action.
• You will receive information and analysis as a RegAdvisor Alert.

What kind of alerts will I receive?

• Proposed Change
• Rule Change
• RegNews

Rule Change

A Rule Change requires action on your part.

• The rule changes will be sent to you as ToDos.
• All outstanding ToDos are in one place - organized in your central calendar.

RegNews Bulletin

Stay on top of regulation.

You'll receive intermittent bulletins with updates to regulations.

• These may or may not affect your institution.
• They are for your industry knowledge only.

$100k per year

amount a typical $100m bank

spends on compliance