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Overview

  • Value Conditionality in the EU

  • Signs and reasons of backsliding

  • Traditional mechanisms: infringement procedure and Article 7

  • The ROL Framework

  • Assessment of the Framework

  • Additional recommended tools

  • Conclusion

Gábor Halmai

Value Conditionality in the EU

Article 2: 'homogeneity clause'; constitutional identity of the EU; infringement cannot be justified by reference to Article 4(2)

constitutional pluralism is limited by the common constitutional identity of the EU

Earlier violations of Article 2:

  • Roma census in Italy (2008)
  • Attempt Roma expulsion in France (2010)

Systemic violations: Hungary after 2010; Poland since 2015

Rule of Law Conditionality in the EU. How to Cope with Illiberal Member States?

Signs and reasons of backsliding

The illiberal agenda

  • lack of checks and balances: constitutional courts, independence of the judiciary

  • lack of fundamental rights guarantees: media freedom, religious rights, freedom of assembly

Illiberal Member States

Hungary and Poland

Differences: 2/3 majority, strenght of opposition and civil society, EP fraction

Explanations

  • authoritarian past, no liberal democratic traditions

  • disappointment in quick economic changes and rising living standard

  • no consensus among the elite on liberal democratic values

  • legal constitutionalism without constitutional culture, lack of participatory democracy

  • external stimulus: low threshold of the Copenhagen criteria, lack of review mechanism

Traditional mechanisms: infringement procedure and Article 7

Hungary:

  • 2012: infringement action re: lowered retirement age of judges; ECJ: Commission v. Hungary - violation of age discrimination
  • 2013: EP - Tavares report: call for a new system of monitoring
  • 2014: new ROL Framework
  • 2015: EP's two calls on the EC to launch the Framework; infringement action on immigration laws instead
  • 2016: two other infringements
  • 2017: infringement on CEU and 'foreign agent' NGOs
  • 2018: activation of Article 7 (1) by the EP

The ROL Framework

Poland

  • January 2016: triggering the Framework - 1st stage: assessment
  • April 2016: EP resolution - danger to dem., ROL, fund. rights
  • June 2016: recommendation - 2nd stage
  • July-Dec. 2016: new laws on the CT> new President, packed CT
  • December 2016: 2nd recommendation - dismissed by the GoP
  • July 2017: new laws on the judiciary > 3rd recommendation
  • December 2017: Article 7 by the EC

Assessment of the Framework

General

  • Cameron government: duplication
  • Council's Legal Services: ultra vires
  • J. Weiler: 'appetite for jurisdictional expansion' and democratic deficit
  • Palombella, Kochenov, Blokker: instead of formal conception of ROL substantive requirements
  • AvBogdandy: complementary political approach

In the case of Poland

  • dialogue with a not-willing partner
  • why not Article 7 in the first place against Hungary too
  • not effective without the threat of economic sanctions

Additional recommended tools

  • October 2016: EP resolution based on a LIBE report - interinstitutional pact: annual monitoring and EU policy cycle for democracy

  • German gov. proposal: to link receipt of EU cohesion funds to respect rule of law and democratic principles

Conclusion

EU institutions have proven incapable of enforcing compliance with core values

Possible reasons:

  • fear from the unanimity requirement of Article 7 (2)
  • political reasons: in the case of Hungary - FIDESZ' EPP membership

Perspectives:

  • two-speed Europe> leave the backsliding member states behind
  • 'more united, stronger, and more democratic Europe'

Gábor Halmai

Professor and Chair of Comparative Constitutional Law,

European University Institute, Florence