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DECISION IN-19-9-1: Health Service Executive (August 2020)
LV
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Lucie Valachova
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Updated May 22, 2022
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Chapters
00:00
Chapter 1
00:13
Chapter 2
01:10
Chapter 3
01:12
Chapter 4
01:56
Chapter 5
01:58
Chapter 6
02:33
Chapter 7
02:35
Chapter 8
02:37
Chapter 9
02:38
Chapter 10
02:38
Chapter 11
03:58
Chapter 12
04:14
Chapter 13
04:16
Chapter 14
05:32
Chapter 15
Audio Transcript
Auto-generated
00:01 - 00:02
Good morning everyone
00:02 - 00:04
today I would like to talk to you
00:04 - 00:07
about a decision by the Irish Data Protection Commission
00:08 - 00:09
I in 1991
00:10 - 00:13
dating in August 2020 regarding health service executive.
00:15 - 00:18
So firstly I would like to briefly summarize the some case facts.
00:18 - 00:22
So firstly it was initiated by irish Data Protection commission
00:22 - 00:25
against the health service executive based on the
00:25 - 00:28
notification that there has been a data protection
00:28 - 00:31
breach by the health service executive.
00:31 - 00:34
So this breach occurred where a student employee and a cork University
00:34 - 00:37
maternity hospital incorrectly disposed of 78
00:37 - 00:41
documents containing personal data of their patients
00:41 - 00:45
As well as six documents which contain sensitive data
00:45 - 00:49
of the patients regarding their prior and upcoming treatments.
00:49 - 00:52
These documents where they later found in the public recycling center in
00:52 - 00:57
the in the cork county um by another member of the community
00:58 - 01:03
based on the definition in article 47 of the G. D. P. R.
01:03 - 01:07
The data controller was deemed the health service executive and the data
01:07 - 01:11
subject where the patients whose data have been um incorrectly disposed of.
01:12 - 01:15
So now briefly deviating from the actual case,
01:15 - 01:18
I would like to summarize some of the prerogatives of the G.
01:18 - 01:24
P. A. And their powers. So um these are enshrined in article 58 of the G. D. P. R.
01:24 - 01:25
And they're threefold.
01:25 - 01:28
So firstly they have investigatory powers
01:28 - 01:32
which means that they may request documents
01:32 - 01:35
um from the data controllers as well as um
01:36 - 01:39
conduct their own investigations into data protection breach.
01:40 - 01:43
Secondly they have corrective powers which includes
01:43 - 01:46
the powers to issue fines and reprimand.
01:46 - 01:48
And lastly they also have authorization
01:48 - 01:51
and advisory powers for data controllers when
01:51 - 01:56
in doubt as well as for the legislators when creating new laws.
01:57 - 01:57
Mhm.
01:58 - 02:00
Now back to the case.
02:00 - 02:03
The main issue here was whether the HSC has complied with
02:03 - 02:06
their obligations which are set out in article 51 F.
02:06 - 02:07
And 30 to 1 G. D. P. R.
02:07 - 02:11
Regarding the security storage of information in respect to the
02:11 - 02:15
use and disposal of hard copy documents containing personal data
02:15 - 02:16
and more specifically whether they have
02:16 - 02:19
implemented appropriate technical and organizational measures
02:20 - 02:22
in respect to the processing of this data.
02:22 - 02:25
Ah these main issues relate mostly to the principle of
02:25 - 02:29
integrity and confidentiality which is enshrined in Article 51 f.
02:30 - 02:34
And the security of processing an article 32 1 of the G. D. P. R.
02:35 - 02:38
Now before we get to the actual outcome of the case I
02:38 - 02:43
would like to briefly summarize um how they have reached this outcome.
02:43 - 02:46
So the court has conducted so called risk assessment
02:47 - 02:50
and they have balanced the risk to the data subject
02:50 - 02:52
against the measures which are implemented by the H.
02:52 - 02:53
S. E.
02:53 - 02:57
And they have concluded that there was a very high risk to data subjects.
02:57 - 03:01
And they have concluded this based on 33 criteria.
03:01 - 03:06
So firstly the nature of the data as the HSC towards very confidential
03:06 - 03:14
data as well as uh sensitive data regarding the health information of the patients
03:15 - 03:19
which are considered a sensitive data under article 91 of the G. D. P. R.
03:20 - 03:25
The second factor was the quantity of the data that they hold as well
03:25 - 03:28
as the quantity of the data that was incorrectly disposed of and found.
03:28 - 03:34
And lastly unauthorized access risk as underlined by this case.
03:34 - 03:42
The documents have been found by a normal person of community in um in a public
03:42 - 03:45
recycling center in the same county and therefore
03:45 - 03:48
the data subject could be quite easily identified
03:48 - 03:52
balancing this against the measures of the HSC including the policies,
03:52 - 03:56
their employee trainings and evaluation of their existing measures.
03:56 - 03:58
They have concluded that these were insufficient
04:00 - 04:01
so now to the outcome.
04:01 - 04:05
So firstly they ordered them to bring their measures into compliance with the Gpr
04:06 - 04:10
secondly they have issued a reprimand to the HTC for the infringement.
04:10 - 04:14
And lastly they have also imposed an administrative fine of €65,000
04:16 - 04:20
to the last point of my presentation. Um that is my opinion.
04:20 - 04:24
So there's both pros and cons to these cases but I believe
04:24 - 04:28
that the pros over all the cons so this case is not um
04:29 - 04:30
one in a million
04:31 - 04:36
as there have been seven proceeding cases which have been within
04:36 - 04:39
the same controller within the same place around the same time.
04:40 - 04:43
And therefore this has been a repeated issue with the H. S. E.
04:44 - 04:46
And therefore I believe that
04:46 - 04:52
orders were appropriate to the um to ensure
04:52 - 04:55
the protection of the data of their patients.
04:55 - 04:58
However they're also cons as the fines are quite
04:58 - 05:00
hefty when imposed for the bridges of G.
05:00 - 05:04
D. P. R. And therefore they could be problematic to comply with.
05:05 - 05:07
And another pro for the
05:08 - 05:11
actual imposition of these finds is that
05:12 - 05:16
these data as they are very sensitive. They need to be very strictly protected.
05:16 - 05:19
However, that also brings out a con because
05:20 - 05:23
even though mentioned in the case they have shredded most of their documents,
05:23 - 05:27
it was still um it was still concluded as
05:27 - 05:32
not in line not adequate to the protection necessary.
05:33 - 05:35
That is all for me. Thank you so much for your attention.
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